Global RADAR is the leader in client on boarding, customer due diligence and transaction surveillance. We make it easier to open accounts in a secure digital environment while ensuring compliance with global regulatory requirements and leverage sophisticated analytics to ensure suitability of clients’ profiles. Global RADAR is built on four solid pillars of compliance: Customer Due Diligence, Document Management, Watch List Screening, and Transaction Surveillance.

Global RADAR sees into the shadows to prevent the proceeds of crime and corruption from spilling into your organization says Dominic Suszek, CEO of Global Radar

Outdated compliance technology, fragmented screening and customer due diligence processes generate hours of manual work for compliance teams. To facilitate this process and minimize the unnecessary risk we have created a free tool for companies of all business types and sizes. Global RADAR’s cutting edge compliance software combines Artificial Intelligence, advanced machine learning and intelligent analytics to keep your organization compliant with global KYC and Anti-Money Laundering (AML) regulations.

In giving you the best transaction surveillance and company compliance system, Globalradar offers the best trade surveillance software for proper monitoring of your financial activities. There are also top-notch employee surveillance software. Also, the best facta software solutions for your financial institution.

Accelerate account opening and back office compliance account reviews

Personalize digital content (previously paper-based)

Information obtained can be effectively utilized for cross selling products and services in real time

Identify and resolve issues with the comprehensive reporting and dashboard functionality

Test the application settings in a staging area before deploying to production

Allows organizations to understand their clients’ relationship and organization beyond the traditional systems capabilities

Integrates with existing core systems independent of their limitations

Complies with record retention requirements, making historical records easily accessible

Our Trade Surveillance Module tracks transactions across trading, fraud, anti-money laundering, and business management risk units to streamline investigations. This is accomplished by leveraging sophisticated analytics to ensure investment suitability using both rules and statistical based methodologies. Alerts can be easily created, managed, prioritized and documented. The comprehensive reporting and dashboard functionality allows managers to quickly assess the overall effectiveness of brokerage compliance policies and procedures so proactive steps can be taken to quickly identify and resolve issues.

EMPLOYEE SURVEILLANCE AND MANAGEMENT INCLUDES:

  • Employee On boarding
  • Pre-hire Review
  • Certifications
  • Attestations
  • Case Management

Global RADAR provides a high degree of transaction control to help your institution monitor and ensure personal trading compliance. Customizable rules identify potential issues; monitor employee trades for violations and closely analyzes them to confirm pre-clearance approval is being obtained. This module helps to quickly identify violations so they can be easily reviewed and escalated. A comprehensive library of activity reports is also maintained to facilitate the employee surveillance process.

Global RADAR provides standard certifications to distribute mandatory attestations such as the following:

  • Outside business Activities
  • Gifts and entertainment
  • Political contributions
  • New Employee Forms
  • AML Surveillance

Detect Irregular Trends, Behavioral Patterns and Unusual Activity

The Global RADAR AML Surveillance Module tracks transactions using both rules and statistical based methodologies to detect irregular trends and behavioral patterns. Alerts can be easily created, managed, prioritized and documented. This comprehensive case management solution allows for the proper documentation of events to facilitate special investigations and the filing of suspicious transaction reports.

Trade Surveillance

Track Transactions across Trading, Fraud, Anti-Money Laundering, and Business Risk Units

Our Trade Surveillance Module tracks transactions across trading, fraud, anti-money laundering, and business management risk units to streamline investigations. This is accomplished by leveraging sophisticated analytics to ensure investment suitability using both rules and statistical based methodologies. Alerts can be easily created, managed, prioritized and documented. The comprehensive reporting and dashboard functionality allows managers to quickly assess the overall effectiveness of brokerage compliance policies and procedures so proactive steps can be taken to quickly identify and resolve issues.

Employee Surveillance

Capture and Monitor Broker-Dealer License and Outside Business Activities

Global RADAR provides a high degree of transaction control to help your institution monitor and ensure personal trading compliance. Customizable rules identify potential issues; monitor employee trades for violations and closely analyzes them to confirm pre-clearance approval is being obtained. This module helps to quickly identify violations so they can be easily reviewed and escalated. A comprehensive library of activity reports is also maintained to facilitate the employee surveillance process.

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